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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2025-07-17 |
| TX | RA | APPROVED | 2025-07-17 |
Branch Locations
222 Rosewood Drive Suite 510, Danvers, MA 01923-4519 • United States
Ipswich, MA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Salomon Smith Barney | Boston | MA | 11/2000 | 07/2025 |
| Rbc Capital Markets, Llc | Danvers | MA | 07/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-06-05 |
| S63 | Uniform Securities Agent State Law Examination | 1998-04-09 |
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