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Sean C Sill

Oppenheimer & Co. Inc.

North Palm Beach, FL

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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-11-15
FL RA APPROVED 2017-10-04
  • TX RA
    APPROVED_RES
    Since 2017-11-15
  • FL RA
    APPROVED
    Since 2017-10-04

Branch Locations

11780 U.S. Highway 1 Suite N101, North Palm Beach, FL 33408 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc West Palm Beach FL 05/2009 11/2016
Wells Fargo Clearing Services, Llc West Palm Beach FL 11/2016 06/2017
Raymond James Financial Services, Inc. Palm Beach Gardens FL 06/2017 Present
Oppenheimer & Co. Inc. Palm Beach Gardens FL 08/2017 Present
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    West Palm Beach, FL
  • 11/2016 → 06/2017
    Wells Fargo Clearing Services, Llc
    West Palm Beach, FL
  • 06/2017 → Present
    Raymond James Financial Services, Inc.
    Palm Beach Gardens, FL
  • 08/2017 → Present
    Oppenheimer & Co. Inc.
    Palm Beach Gardens, FL
Previous Registrations
  • 2005-01-19 → 2017-06-08
    Wells Fargo Clearing Services, Llc
    Boca Raton, FL
    West Palm Beach, FL
    West Palm Beach, FL
    Boca Raton, FL
  • 2004-10-20 → 2004-11-16
    Banc Of America Investment Services, Inc.
    West Palm Beach, FL
  • 2004-05-11 → 2004-10-20
    Quick & Reilly, Inc.
    Palm Beach, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-20
S63 Uniform Securities Agent State Law Examination 1989-06-28
  • S65 Uniform Investment Adviser Law Examination
    1999-12-20
  • S63 Uniform Securities Agent State Law Examination
    1989-06-28
Other Names
  • Sean C Sill
  • Sean Christopher Sill

View on SEC IAPD

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Other Offices

PRIMORIS WEALTH ADVISORS, LLC · NORTH PALM BEACH, FL
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J.P. MORGAN SECURITIES LLC · PALM BEACH GARDENS, FL
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