Edward Luck Rowell

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2023-06-29

NC RA
APPROVED

Since 2023-06-29

Branch Locations

6135 Park South Dr Ste 510, Charlotte, NC 28210 • United States

Charlotte, NC • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Summit Brokerage Services	Charlotte	NC	10/2015	09/2019
Summit Financial Group Inc	Charlotte	NC	10/2018	05/2021
Cetera Wealth Services, Llc	El Segundo	CA	09/2019	Present
Cetera Investment Advisers Llc	Schaumburg	IL	06/2023	Present

10/2015 → 09/2019

Summit Brokerage Services

Charlotte, NC
10/2018 → 05/2021

Summit Financial Group Inc

Charlotte, NC
09/2019 → Present

Cetera Wealth Services, Llc

El Segundo, CA
06/2023 → Present

Cetera Investment Advisers Llc

Schaumburg, IL

Previous Registrations

2018-10-10 → 2021-05-20

Summit Financial Group Inc

Charlotte, NC
2013-08-28 → 2015-11-13

J P Turner & Company Capital Management, Llc

Charlotte,, NC

Other Businesses

(1) NONE; NOT INVESTMENT RELATED; 3401 PROVIDENCE RD CHARLOTTE, NC 28211; REAL ESTATE-RESIDENTIAL REAL ESTATE RENTALS; CO-OWNER; 01/01/2002; APPX 1-10 HOURS/MONTH; APPX 0 HOURS/MONTH DURING TRADING; MANAGE 5 RENTAL PROPERTIES. CONTRACTED THROUGH NC RESIDENTIAL LEASE AGREEMENT AND COLLECT RENT ON THOSE PROPERTIES. NO CLIENTS ARE OR HAVE EVER BEEN TENANTS.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1989-07-31

S63 Uniform Securities Agent State Law Examination

1989-07-31

Designations

Other Names

Ed Rowell

View on SEC IAPD