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Current Employers
On Investment Management Co

One Financial Way, Cincinnati, OH 45242 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2012-10-16
  • OH RA
    APPROVED
    Since 2012-10-16

Branch Locations

4585 State Route 39, Berlin, OH 44610 • United States

One Financial Way, Cincinnati, OH 45242 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hummel Insurance Agency Berlin OH 07/1987 Present
The O.N. Equity Sales Company Cincinnati OH 07/1987 Present
  • 07/1987 → Present
    Hummel Insurance Agency
    Berlin, OH
  • 07/1987 → Present
    The O.N. Equity Sales Company
    Cincinnati, OH
Other Businesses

1). HUMMEL GROUP, INC; YES INVESTMENT RELATED; 4585 STATE ROUTE 93, BERLIN, OH 44610; INSURANCE, INVESTMENT SALES; PARTNER; 07/20/1987-CURRENT; 180 HOURS/MONTH; 180 DURING SECURITIES TRADING HOURS/MONTH; SELLING LIFE, HEALTH, DISABILITY AND LTC FIXED ANNUITIES.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2001-06-21
S65 Uniform Investment Adviser Law Examination 2000-04-26
  • S63 Uniform Securities Agent State Law Examination
    2001-06-21
  • S65 Uniform Investment Adviser Law Examination
    2000-04-26

View on SEC IAPD

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