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10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-08-27 |
Branch Locations
821 5Th Avenue South Suite 102, Naples, FL 34102 • United States
10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States
7 Giralda Farms Suite 300, Madison, NJ 07940 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-01-30 |
| RI | RA | APPROVED | 2025-01-29 |
Branch Locations
7 Giralda Farms Suite 300, Madison, NJ 07940 • United States
821 5Th Avenue South Suite 102, Naples, FL 34102 • United States
2 Corporate Place, Middletown, RI 02842 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Networdk | Waltham | MA | 12/1999 | 02/2024 |
| Transcend Capital Advisors, Llc | Naples | FL | 01/2025 | 07/2026 |
| Black Point Wealth Management | Portsmouth | RI | 04/2024 | 10/2025 |
| Arax Advisory Partners | Naples | FL | 08/2026 | Present |
1. Fixed insurance sales; as of 10/08/08, 5% of time spent during business hours, conducted at branch, investment related. 2. Chair of Portsmouth, Rhode Island Pension Commission, as of 03/27/2015, 0% of time spent during business hours, not conducted at branch, not investment related. 3. Rental of real estate properties located in Portsmouth, Rhode Island, and Newport, Rhode Island, as of 10/15/2012, 1% of time spent during business hours, not conducted at branch, not investment related. 4. Co-owner, BOC, LLC; entity providing funding to Aquidneck Country Club; Located at Portsmouth, RI; as of 01/11/2019; 0% of time spent during business hours; Not conducted at branch location; Not investment related. 5. Secretary and Treasurer; Aquidneck Country Club, Located at 125 Corys Ln, Portsmouth RI, 02871, as of 1/11/2019; Approximately 1% of time spent during business hours; Not conducted at branch location; Not investment related. 6. Owner JHH Realty, LLC, an entity created for the purpose of owning real estate in Portsmouth, RI; as of 11/21/2023; 0% of time spent during business hours; Not conducted at branch; Investment related. 7. Blackpoint Financial, Inc located at 2 Corporate Place Middletown RI 02842. investment related. President as of 12/1999.Business has written insurance business and collects commissions and renewals. Approximately 1 hour per week of time not during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-12-21 |
| S63 | Uniform Securities Agent State Law Examination | 1989-08-17 |
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