Dennis Scott Falkowski

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2008-12-09
TX	RA	APPROVED	2008-12-08

CA RA
APPROVED

Since 2008-12-09
TX RA
APPROVED

Since 2008-12-08

Branch Locations

Solvang, CA • United States

600 West Broadway Suite 2100, San Diego, CA 92101 • United States

San Diego, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	San Diego	CA	12/2008	Present

12/2008 → Present

Ubs Financial Services Inc

San Diego, CA

Previous Registrations

2007-04-02 → 2008-12-26

Morgan Stanley & Co. Llc

San Diego, CA

La Mesa, CA
1997-07-08 → 2007-04-02

Morgan Stanley Dw Inc.

La Mesa, CA

La Mesa, CA

Other Businesses

Falkowski Family Trust DTD 07/13/2010 / 3296 Martinez St. San Diego, CA 92106 / No/ Active / Start Date 7/13/2010 /

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1989-08-17

S63 Uniform Securities Agent State Law Examination

1989-08-17

View on SEC IAPD