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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-11-02 |
Branch Locations
31200 Via Colinas Ste. 110, Westlake Village, CA 91362 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network Llc | Westlake Village | CA | 05/2011 | 11/2022 |
| Lpl Financial Llc | Westlake Village | CA | 11/2022 | Present |
1)09/2022- Artiea Capital Mangement- DBA for LPL Business (entity for LPL business)- inv. related- Westlake Village, CA 2)09/2022- Real Estate Rental- owner- inv. related- 3214 W SIERRA DR WESTLAKE VILLAGE CA 91362- start date 9/2017- 1hr/mth
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-09-30 |
| S63 | Uniform Securities Agent State Law Examination | 1998-07-10 |
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