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One Orange Way, Windsor, CT 06095 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2026-04-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fortis Investors, Inc. | St. Paul | MN | 05/1989 | 01/2018 |
| Las Vegas Urban League | Las Vegas | NV | 08/2017 | 03/2019 |
| Uber | Potomac Falls | VA | 05/2019 | 03/2020 |
| Allstate Insurance | Leesburg | VA | 09/2019 | 02/2022 |
| Gwfs Equities, Inc | Greenwood Village | CO | 01/2022 | 07/2023 |
| Advised Assets Group, Llc | Greenwood Village | CO | 01/2022 | 07/2023 |
| Missionsquare Investment Services | Washington | DC | 07/2023 | 03/2026 |
| Missionsquare Retirement | Washington | DC | 07/2023 | 03/2026 |
| Voya Financial Advisors | Sterling | VA | 04/2026 | Present |
RENTAL PROPERTY POSITION: Owner NATURE: Own a rental property in CA INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 02/01/1998 ADDRESS: Los Angeles CA 90059, United States DESCRIPTION: Pick the property manager OMEGA PSI PHI SMM CHAPTER POSITION: Treausre NATURE: The fraternity surports scholarships, community uplift and service. Blood drive Talent!Stem programs, Voter registration and High school e assy scholarship INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2025 ADDRESS: PO Box 2538, Ashburn VA 20146, United States DESCRIPTION: Process transation in quickbooks and process payments NORTHERN VIRGINIA URBAN LEAGUE POSITION: Chairman of the Board of Directors NATURE: We raise money and provide programming to promote social and economic inclusion for African Americans and other minority communities INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2026 ADDRESS: 211 N Union Street, #100, Alexandria VA 22314, United States DESCRIPTION: To hire and supervise the management team. To insure the infrastructure and policies and procedures followed
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-09-01 |
| S63 | Uniform Securities Agent State Law Examination | 1989-06-01 |
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