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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-05-30 |
| TN | RA | APPROVED | 2022-05-18 |
Branch Locations
325 Waldron Rd., Lavergne, TN 37086 • United States
1207 Ashley Circle, Bowling Green, KY 42104 • United States
7216 Wellington Ave., Knoxville, TN 37919 • United States
444 James Robertson Pkwy., Nashville, TN 37219 • United States
512 National Ave, Chattanooga, TN 37404 • United States
220 S Royal Oaks Blvd, Franklin, TN 37068 • United States
139 Northcreek Blvd, Goodlettsville, TN 37072 • United States
5110 Maryland Way Suite 100, Brentwood, TN 37027 • United States
1314 Vultee Blvd Suite 100, Nashville, TN 37217 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cuna Brokerage Services, Inc. | Waverly | IA | 11/1991 | Present |
| Southeast Financial Credit Union | Brentwood | TN | 12/2007 | Present |
| Lpl Financial Llc | Franklin | TN | 05/2022 | Present |
1) 05-18-2022-Southeast Financial Credit Union- Investment Related- At Reported Business Location(s)- Financial Institution Duty-Manager- START DATE: 12/2008-160 Hours Per Month- 2) 05-18-2022- MEMBERS Financial Services- Investment Related- At Reported Business Location(s)- DBA for LPL Business (entity for LPL business)-Manager- 3) 3/8/2023 - Southeast Financial Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 03/07/2023 - 160 Hours Per Month/120 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-10-02 |
| S63 | Uniform Securities Agent State Law Examination | 1989-08-03 |
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