Seth Marshall Mchenry

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2023-08-17

PA RA
APPROVED

Since 2023-08-17

Branch Locations

Yardley, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.)	Yardley	PA	04/2007	Present

04/2007 → Present

Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.)

Yardley, PA

Other Businesses

1. 9/8/2017 - Axiom Wealth Management, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start 09/15/2017 - 240 Hours Per Month/130 Hours During Securities Trading.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-12-30
S63	Uniform Securities Agent State Law Examination	1989-08-09

S65 Uniform Investment Adviser Law Examination

1997-12-30
S63 Uniform Securities Agent State Law Examination

1989-08-09