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Current Employers
Ascend Wealth Advisors, Llc

7750 Town Centre Drive Suite 800, Broadview Heights, OH 44147-4052 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-03-26
OH RA APPROVED 2013-03-25
  • TX RA
    APPROVED
    Since 2013-03-26
  • OH RA
    APPROVED
    Since 2013-03-25

Branch Locations

7750 Town Centre Drive Suite 800, Broadview Heights, OH 44147 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ascend Wealth Advisors, Llc Broadview Heights OH 03/2013 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-05-12
S63 Uniform Securities Agent State Law Examination 1989-06-20
  • S65 Uniform Investment Adviser Law Examination
    1994-05-12
  • S63 Uniform Securities Agent State Law Examination
    1989-06-20

View on SEC IAPD

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