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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2026-07-10 |
Branch Locations
Charleston, SC • United States
884 Allbritton Boulevard Suite 205, Mt. Pleasant, SC 29464 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Corporation | West Palm Beach | FL | 10/2009 | 08/2024 |
| City National Bank | West Palm Beach | FL | 01/2023 | 08/2024 |
| Lpl Enterprise Llc | Mt. Pleasant | SC | 07/2026 | Present |
| Unemployed | Ormond Beach | FL | 09/2024 | 06/2026 |
1. 6/26/2026 - ALBERT BLAKES N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - INV REL - Ormond Beach FL - OBA Start date: 05/26/2026 - 160 Hour(s)/Month – 160 Hour(s) During Trading 2. 6/26/2026 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - INV REL - Ormond Beach FL - OBA Start date: 05/26/2026 - 160 Hour(s)/Month – 160 Hour(s) During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-10-14 |
| S63 | Uniform Securities Agent State Law Examination | 1989-05-31 |
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