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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MS | RA | APPROVED | 2023-09-19 |
| TX | RA | APPROVED | 2023-09-19 |
Branch Locations
1000 Highland Colony Pkwy, Ste 7204, Ridgeland, MS 39157 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Jackson | MS | 07/2010 | 07/2019 |
| Wells Fargo Advisors Financial Network, Llc | Ridgeland | MS | 07/2019 | 09/2023 |
| Lpl Financial Llc | Ridgeland | MS | 09/2023 | Present |
1- 08/2023 / PENN STREET INVESTMENTS / DBA for LPL Business (entity for LPL business) / INVESTMENT RELATED / 160 HRS MTH / 8 HRS DURING TRADING / START DATE 07/16/2019
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-03-28 |
| S63 | Uniform Securities Agent State Law Examination | 1993-11-11 |
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