Donald Lloyd Williams

Current Employers

Employment History

• 06/2015 → 11/2016
  Tmfs Advisors, Llc
  Overland Park, KS
• 11/2016 → 04/2019
  Financial Engines Advisors L.L.C.
  Tampa, FL
• 04/2019 → Present
  Prime Capital Investment Advisors, Llc
  Overland Park, KS

Previous Registrations

• 2016-10-06 → 2019-05-23
  Edelman Financial Engines
  Tampa, FL
  Santa Clara, CA
• 2015-07-02 → 2016-12-01
  Financial Engines Advisor Center, Llc
  Tampa, FL
  Overland Park, KS
• 2011-11-28 → 2015-09-02
  The Mutual Fund Store
  Overland Park, KS
  Brandon, FL
• 2012-03-19 → 2015-02-18
  The Mutual Fund Store
  Jacksonville, FL
• 2006-03-15 → 2011-11-30
  The Mutual Fund Store
  Brandon, FL
• 2008-11-06 → 2011-11-23
  The Mutual Fund Store
  University Park, FL
• 2004-07-08 → 2006-01-24
  Cornerstone Institutional Investors, Inc.
  Bethlehem, PA
• 2004-07-13 → 2006-01-24
  Ycs Asset Management, Inc.
  Bethlehem, PA

Other Businesses

1)PCIA TAMPA, LLC, NOT INVESTMENT RELATED; LITHIA, FL, MANAGING MEMBER, 01/2020, ADMINISTRATIVE IN NATURE, MAINTAINS PAYROLL AND PAYS EXPENSES FOR MR. WILLIAMS RELATED TO HIS CONTRACT WITH PRIME CAPITAL INVESTMENT ADVISORS, LLC, DEVOTES APPROX. 8 HOURS/MONTH TO BUSINESS, NONE DURING TRADING HOURS, OWNERSHIP DUTIES. 2) CHHSZ HOLDINGS, LLC, INVESTMENT-RELATED, 6201 COLLEGE BLVD SUITE #150, OVERLAND PARK, KS 66211, CHHSZ HOLDINGS, LLC IS A LIMITED LIABILITY COMPANY,"LLC" FORMED IN OCTOBER, 2019 UNDER THE LAWS OF THE STATE OF DELWARE. CHHSZ HOLDINGS, LLC IS THE SOLE OWNER OF PRIME CAPITAL INVESTMENT ADVISORS, LLC ("PCIA"), A FEDERALLY REGISTERED INVESTMENT ADVISER, MEMBER, <1 HOUR PER MONTH, <1 HOUR PER MONTH DURING TRADING HOURS, MEMBER PROVIDES PROFESSIONAL (INVESTMENT ADVISORY) SERVICES AS AN IAR OF PCIA. 3) TYLER'S FARM, LLC, NON-INVESTMENT RELATED, 45480 E HAMILTON ST, OBERLIN OH 44074, HYDROPONIC LETTUCE FARM, 20% SHAREHOLDER, 08/06/2024, 1 HR PER MONTH, 0 HOURS PER MONTH DURING TRADING, AS A SHAREHOLDER, I WILL PARTICIPATE IN REGULAR MEETINGS TO REVIEW BUSINESS PERFORMANCE.

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-05-14
• S63 Uniform Securities Agent State Law Examination
  1991-06-27

Other Names

• Don Williams
• Donald Lloyd Williams
• Donald Lloyd Williams