Andrew Craig Lien

Current Employers

Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2017-06-23
OK	RA	APPROVED	2005-08-09
TX	RA	APPROVED	2005-08-05
WI	RA	APPROVED	2005-08-05

FL RA
APPROVED

Since 2017-06-23
OK RA
APPROVED

Since 2005-08-09
TX RA
APPROVED

Since 2005-08-05
WI RA
APPROVED

Since 2005-08-05

Branch Locations

N17 W24222 Riverwood Dr. Ste 240, Waukesha, WI 53188 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Robert W Baird & Co	Waukesha	WI	08/2005	Present

08/2005 → Present

Robert W Baird & Co

Waukesha, WI

Previous Registrations

2005-01-01 → 2005-08-22

Allspring Funds Management, Llc

Menomonee Falls, WI
2000-05-01 → 2005-01-01

Strong Capital Management Inc

Menomonee Falls, WI

Other Businesses

Name/Address: DMS Supplements LLC 1350 Capital Drive, Ste 6 Pewaukee WI 53072 Start Date: 7/29/24 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Passive Investor Non Investment Related

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2000-04-14
S63	Uniform Securities Agent State Law Examination	2000-02-29

S65 Uniform Investment Adviser Law Examination

2000-04-14
S63 Uniform Securities Agent State Law Examination

2000-02-29

View on SEC IAPD