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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2009-04-22 |
| WA | RA | APPROVED | 2009-01-02 |
Branch Locations
11747 Ne 1St Street Suite 202, Bellevue, WA 98005 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Bellevue | WA | 06/1992 | Present |
| Raymond James Financial Services Advisors, Inc | Bellevue | WA | 01/2009 | Present |
| Noel, Kernan & Associates, Inc | Bellevue | WA | 02/2015 | Present |
1) Name of Business : Noel, Kernan & Assoc. Inc. Address: Bellevue, WA Nature of the Business: Support Company/DBA (Owner) Position/Title: Support Company/DBA (Owner) Investment Related:No Start Date: 02/2015 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: Support Company 2) Name of Business: BK Orchards Address: 13904 209th Ave NE, Woodinville, WA, 98077, United States Activity Type: Agriculture/Farming Position/Title: Investment Related: No Start Date: 06/03/2014 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-10-06 |
| S63 | Uniform Securities Agent State Law Examination | 1990-06-18 |
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