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40 S. Main St. Suite 1600, Memphis, TN 38103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2022-08-01 |
| TX | RA | APPROVED_RES | 2022-07-28 |
Branch Locations
200 South Wacker Drive Suite 700A, Chicago, IL 60606 • United States
Northbrook, IL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| David A. Noyes And Company | Chicago | IL | 05/2009 | 09/2020 |
| Noyes Advisors Llc | Chicago | IL | 08/2015 | 09/2020 |
| B. Riley Wealth Management | Memphis | TN | 09/2020 | Present |
| B. Riley Wealth Advisors, Inc. | Memphis | TN | 07/2022 | Present |
1. Eleanor B Runnfeldt Trust; Investment related; 1139 White Mountain Dr Northbrook, IL 60062; Trust; Trustee; Start date 1/2023; 2 hrs/month devoted during securities trading hrs. 2. B. Riley Wealth Insurance; Investment-Related; Same Address as BRWM; Fixed Insurance Sales; Licensed Insurance Agent; Start Date 09/2025; As Many Hours As Needed Per Month
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-09-18 |
| S63 | Uniform Securities Agent State Law Examination | 1989-05-30 |
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