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Julie Anne Ford

Ubs Financial Services Inc.

Chicago, IL

Chicago, IL

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2016-04-11
  • IL RA
    APPROVED
    Since 2016-04-11

Branch Locations

1 North Wacker Drive 32Nd & 33Rd, Chicago, IL 60606 • United States

Chicago, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Chicago IL 06/2013 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-04-10
S63 Uniform Securities Agent State Law Examination 1992-01-24
  • S66 Uniform Combined State Law Examination
    2016-04-10
  • S63 Uniform Securities Agent State Law Examination
    1992-01-24
Other Names
  • Julie Anne Maglia
  • Julie Anne Ford
  • Julie Anne Anne Ford

View on SEC IAPD

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BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
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