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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-01-09 |
Branch Locations
1958/1950/1991/2001 Summit Park Dr. Orlando Campus, Orlando, FL 32810 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc. | Altamonte Springs | FL | 10/2004 | 03/2023 |
| Metropolitan Life Insurance Company | Altamonte Springs | FL | 10/2004 | 03/2023 |
| Metlife Group Inc | Altamonte Springs | FL | 10/2004 | 03/2023 |
| Mml Investors Services, Llc | Springfield | MA | 03/2017 | 03/2023 |
| The Prudential Insurance Company Of America | Orlando | FL | 03/2023 | 12/2024 |
| Pruco Securities, Llc | Orlando | FL | 03/2023 | 12/2024 |
| Charles Schwab & Co. Inc | Orlando | FL | 12/2024 | Present |
1) FINRA|Investment Related: No|One Liberty Plaza, 165 Broadway, 27th Floor, New York, New York, 10006, United States|Financial Services|Arbitrator|9/1/2009|Less than 20 hour/month - 0 during trading hours|FINRA POSITION: Arbitrator NATURE: Government and Civic Body INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 03/19/2009 ADDRESS: One Liberty Plaza, 165 Broadway, 27th Floor, New York NY 10006, United States DESCRIPTION: I serve as the industry Panel Member for FINRA Arbitrations. , 2) |Investment Related: No|Government|||Less than 20 hour/month - 0 during trading hours|Performing notary functions as an appointed Notary for the State of Floida, 3) Boy Scouts of America|Investment Related: No|Nonprofit Charitable Organizations|Treasurer|1/28/2014|Less than 20 hour/month - 0 during trading hours|BOY SCOUT TROOP 849, ALTAMONTE SPRINGS POSITION: Treasurer NATURE: Non-Profit and Charitable Organization INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 06/06/2023 ADDRESS: 606 Spring Oaks Blvd., Altamonte Springs FL 32714, United States DESCRIPTION: As treasurer, I perform the Troop's bookkeeping and banking functions. Decisions are made by the President and Vice Presidents. , 4) American Heritage Girls|Investment Related: No|Nonprofit Charitable Organizations|President|1/11/2024|Less than 20 hour/month - 0 during trading hours|AHG FL TROOP 1961 INC. POSITION: President NATURE: Non-Profit and Charitable Organization INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2024 ADDRESS: 606 Spring Oaks Blvd, Altamonte Springs FL 32714, United States DESCRIPTION: Maintain the charter organization (This entity) to facilitate the activities of the American Heritage Girls youth organization.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-09-30 |
| S63 | Uniform Securities Agent State Law Examination | 1991-07-23 |
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