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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-01-09
  • FL RA
    APPROVED
    Since 2025-01-09

Branch Locations

1958/1950/1991/2001 Summit Park Dr. Orlando Campus, Orlando, FL 32810 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Altamonte Springs FL 10/2004 03/2023
Metropolitan Life Insurance Company Altamonte Springs FL 10/2004 03/2023
Metlife Group Inc Altamonte Springs FL 10/2004 03/2023
Mml Investors Services, Llc Springfield MA 03/2017 03/2023
The Prudential Insurance Company Of America Orlando FL 03/2023 12/2024
Pruco Securities, Llc Orlando FL 03/2023 12/2024
Charles Schwab & Co. Inc Orlando FL 12/2024 Present
  • 10/2004 → 03/2023
    Metlife Securities Inc.
    Altamonte Springs, FL
  • 10/2004 → 03/2023
    Metropolitan Life Insurance Company
    Altamonte Springs, FL
  • 10/2004 → 03/2023
    Metlife Group Inc
    Altamonte Springs, FL
  • 03/2017 → 03/2023
    Mml Investors Services, Llc
    Springfield, MA
  • 03/2023 → 12/2024
    The Prudential Insurance Company Of America
    Orlando, FL
  • 03/2023 → 12/2024
    Orlando, FL
  • 12/2024 → Present
    Orlando, FL
Previous Registrations
Other Businesses

1) FINRA|Investment Related: No|One Liberty Plaza, 165 Broadway, 27th Floor, New York, New York, 10006, United States|Financial Services|Arbitrator|9/1/2009|Less than 20 hour/month - 0 during trading hours|FINRA POSITION: Arbitrator NATURE: Government and Civic Body INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 03/19/2009 ADDRESS: One Liberty Plaza, 165 Broadway, 27th Floor, New York NY 10006, United States DESCRIPTION: I serve as the industry Panel Member for FINRA Arbitrations. , 2) |Investment Related: No|Government|||Less than 20 hour/month - 0 during trading hours|Performing notary functions as an appointed Notary for the State of Floida, 3) Boy Scouts of America|Investment Related: No|Nonprofit Charitable Organizations|Treasurer|1/28/2014|Less than 20 hour/month - 0 during trading hours|BOY SCOUT TROOP 849, ALTAMONTE SPRINGS POSITION: Treasurer NATURE: Non-Profit and Charitable Organization INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 06/06/2023 ADDRESS: 606 Spring Oaks Blvd., Altamonte Springs FL 32714, United States DESCRIPTION: As treasurer, I perform the Troop's bookkeeping and banking functions. Decisions are made by the President and Vice Presidents. , 4) American Heritage Girls|Investment Related: No|Nonprofit Charitable Organizations|President|1/11/2024|Less than 20 hour/month - 0 during trading hours|AHG FL TROOP 1961 INC. POSITION: President NATURE: Non-Profit and Charitable Organization INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2024 ADDRESS: 606 Spring Oaks Blvd, Altamonte Springs FL 32714, United States DESCRIPTION: Maintain the charter organization (This entity) to facilitate the activities of the American Heritage Girls youth organization.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-09-30
S63 Uniform Securities Agent State Law Examination 1991-07-23
  • S66 Uniform Combined State Law Examination
    2023-09-30
  • S63 Uniform Securities Agent State Law Examination
    1991-07-23
Other Names
  • David Edwin Link
  • David Link

View on SEC IAPD

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