Jeffrey G Darien

190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2025-07-10
NJ	RA	APPROVED	2025-07-09
CT	RA	APPROVED	2025-07-07
NY	RA	APPROVED	2025-07-01

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Charles Schwab & Co., Inc.	New York City	NY	12/2012	09/2017
Charles Schwab Bank	New York City	NY	12/2012	09/2017
Mach Five	Westport	CT	10/2015	09/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Stamford	CT	09/2017	05/2019
Bank Of America, N.A.	Stamford	CT	10/2017	05/2019
Oppenheimer & Co. Inc.	Stamford	CT	05/2019	01/2021
Churchill Management Group	Los Angeles	CA	02/2021	Present
Focus Partners Wealth, Llc	Boston	MA	07/2025	Present

12/2012 → 09/2017

Charles Schwab & Co., Inc.

New York City, NY
12/2012 → 09/2017

Charles Schwab Bank

New York City, NY
10/2015 → 09/2017

Mach Five

Westport, CT
09/2017 → 05/2019

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Stamford, CT
10/2017 → 05/2019

Bank Of America, N.A.

Stamford, CT
05/2019 → 01/2021

Oppenheimer & Co. Inc.

Stamford, CT
02/2021 → Present

Churchill Management Group

Los Angeles, CA
07/2025 → Present

Focus Partners Wealth, Llc

Boston, MA

2021-02-01 → 2025-09-23

Churchill Management Group

Westport, CT
2019-05-06 → 2021-01-29

Oppenheimer & Co. Inc.

Stamford, CT
2017-09-29 → 2019-05-06

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Stamford, CT
2013-01-18 → 2017-10-02

Charles Schwab & Co., Inc.

New York City, NY
2012-10-15 → 2013-01-08

Brite Advisors Usa, Inc.

New York, NY
2010-01-07 → 2012-02-16

Morgan Stanley

New York, NY

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-01-05
S65	Uniform Investment Adviser Law Examination	1992-10-19
S63	Uniform Securities Agent State Law Examination	1989-05-25

Other Firms