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Jimmy Ray Huggins

Diamond Investment Management Services, LLC

Arlee, MT

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Current Employers
Diamond Investment Management Services, Llc

Arlee, MT • United States

Current Registrations

AuthorityCategoryStatusDate
MT RA APPROVED 2012-07-09
TX RA APPROVED_RES 2012-06-07
  • MT RA
    APPROVED
    Since 2012-07-09
  • TX RA
    APPROVED_RES
    Since 2012-06-07

Branch Locations

Arlee, MT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Diamond Investment Management Services, Llc Missoula MT 05/2012 Present
Previous Registrations
  • 2009-01-13 → 2012-07-31
    Peak Investment Management, Ltd
    Missoula, MT
  • 2002-05-24 → 2008-12-02
    D.A. Davidson & Co.
    Missoula, MT
    Missoula, MT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-01-16
S63 Uniform Securities Agent State Law Examination 1989-07-14
  • S65 Uniform Investment Adviser Law Examination
    2009-01-16
  • S63 Uniform Securities Agent State Law Examination
    1989-07-14
Other Names
  • Jim Ray Huggins
  • Jim Huggins
  • Jimm Ray Huggins

View on SEC IAPD

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