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11300 West Olympic Blvd Suite 800, Los Angeles, CA 90064 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-10-17 |
| SC | RA | APPROVED | 2022-10-17 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Equity Services, Inc. | Montpelier | VT | 09/2018 | 02/2022 |
| National Life Group | Hauppauge | NY | 05/2018 | Present |
| Miracle Mile Advisors, Llc | Fort Mill | SC | 02/2022 | Present |
| Guardian Life Insurance Of America | New York | NY | 04/1993 | 05/2018 |
Insurance Sales; Same address; Non-investment related; Approximately 10% of time during the month.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-10-17 |
| S63 | Uniform Securities Agent State Law Examination | 1992-02-07 |
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