Robert Michael Smith

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2006-05-04

CA RA
APPROVED

Since 2006-05-04

Branch Locations

200 N Pacific Coast Hwy Suite 1825, El Segundo, CA 90245 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Massmutual Life Insurance Co	El Segundo	CA	03/1988	Present
Mml Investors Services, Llc	El Segundo	CA	04/1989	Present

03/1988 → Present

Massmutual Life Insurance Co

El Segundo, CA
04/1989 → Present

Mml Investors Services, Llc

El Segundo, CA

Other Businesses

NAME: ROBERT M. SMITH INV REL: Y ADD: 8200 N PACIFIC COAST HWY, SUITE 1825, EL SEGUNDO, CA 90245 NATURE: INSURANCE POSITION: AGENT START DATE: MARCH 1988 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 0.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-12-29
S63	Uniform Securities Agent State Law Examination	1991-02-25

S65 Uniform Investment Adviser Law Examination

1998-12-29
S63 Uniform Securities Agent State Law Examination

1991-02-25

Designations

View on SEC IAPD