Marshall Allen Doughty

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2012-03-07
NE	RA	APPROVED	1999-05-24

TX RA
APPROVED_RES

Since 2012-03-07
NE RA
APPROVED

Since 1999-05-24

Branch Locations

Omaha, NE • United States

1935 North 120Th, Omaha, NE 68154 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	North Platte	NE	09/2005	03/2020
Ameriprise Financial Services, Llc	North Platte	NE	03/2020	Present

09/2005 → 03/2020

Ameriprise Financial Services, Inc.

North Platte, NE
03/2020 → Present

Ameriprise Financial Services, Llc

North Platte, NE

Other Businesses

Outside Employment; Cirksena, Knight, Jacobson, Sieps and Kresse LLC; Financial Advisor; Manage advisory business; 1935 North 120th Street, , Omaha, NE, 68154; Investment-Related; 01/01/2024; 60 hours per month; 60 during trading hours.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1995-12-11
S63	Uniform Securities Agent State Law Examination	1989-04-20

S65 Uniform Investment Adviser Law Examination

1995-12-11
S63 Uniform Securities Agent State Law Examination

1989-04-20