John Stephens Thoma

Current Employers

Employment History

• 09/2010 → Present
  Penn Mutual Life Insurance Co
  Horsham, PA
• 05/2012 → Present
  Positive Alpha, Inc.
  Troy, VA
• 01/2013 → Present
  Archer Investment Corporation
  Indianapolis, IN
• 07/2013 → Present
  Royal Fund Management
  Richmond, VA

Previous Registrations

• 2013-01-17 → 2013-08-02
  Archer Investment Corporation
  Carmel, IN
• 2012-05-22 → 2012-12-31
  Positive Alpha, Inc.
  Troy, VA
• 2010-09-01 → 2012-05-11
  Hornor, Townsend & Kent, Llc
  Richmond, VA
  Montpelier, VA
• 2003-10-08 → 2010-10-01
  Grove Point Investments, Llc
  Richmond, VA
  Richmond, VA
• 2003-06-02 → 2003-10-09
  Osaic Fa, Inc.
  Richmond, VA

Other Businesses

1)THOMA FINANCIAL GROUP, INVESTMENT-RELATED, 2008 LIBBIE AVENUE, STE. 102, RICHMOND, VA 23226, INSURANCE SALES FOR MULTIPLE CARRIERS INCLUDING PENN MUTUAL LIFE INSURANCE COMPANY, AGENT, START DATE: NOVEMBER 2011, APPROX. NUMBER OF HOURS/MONTH: LESS THAN 10, THE NUMBER OF HOURS DEVOTED TO THE OUTSIDE BUSINESS ACTIVITY DURING SECURITIES TRADING HOURS: LESS THAN 10, DUTIES: LIFE, ANNUITY AND HEALTH RELATED INSURANCE PRODUCT SALES. 2)NEWMAN & DUNN REAL ESTATE, NOT INVESTMENT-RELATED, 2044 JOHN ROLFE PARKWAY, RICHMOND, VA 23238, REAL ESTATE SALES, REALTOR, START DATE: 2009, APPROX. NUMBER OF HOURS/MONTH: 20, THE NUMBER OF HOURS DEVOTED TO THE OUTSIDE BUSINESS ACTIVITY DURING SECURITIES TRADING HOURS:5 DUTIES: SHOW HOMES/PROPERTIES 3) AMERICAN FINANCIAL EDUCATION ALLIANCE; INVESTMENT- RELATED; 8514 MCALPINE PARK DRIVE, SUITE 280, CHARLOTTE, NC 28211; INSTRUCTOR/TEACHER; START DATE: 2021, SPENDS LESS THAN 10% OF PROFESSIONAL TIME ON ACTIVITY; TEACH AND INSTRUCT CLASS/INFORM AND EMPOWER INDIVIDUALS TO TAKE CONTROL OF THEIR FINANCES BY PROVIDING COMPRHENSIVE FINANCIAL EDUCATION IN COMMUNITIES.

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-03-25
• S63 Uniform Securities Agent State Law Examination
  1989-05-12