Reggie Dale Mobley

Current Employers

Cahaba Capital

Birmingham, AL • United States

Current Registrations

Authority	Category	Status	Date
AL	RA	APPROVED	2017-04-07

AL RA
APPROVED

Since 2017-04-07

Branch Locations

Birmingham, AL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Webb Capital	Memphis	TN	01/2000	12/2017
Lakeview Capital, Llc	Birmingham	AL	04/2015	Present
Harbor Light Securities, Llc	Tampa	FL	08/2016	11/2016
Cahaba Capital Advisors, Llc	Birmingham	AL	12/2016	Present

01/2000 → 12/2017

Webb Capital

Memphis, TN
04/2015 → Present

Lakeview Capital, Llc

Birmingham, AL
08/2016 → 11/2016

Harbor Light Securities, Llc

Tampa, FL
12/2016 → Present

Cahaba Capital Advisors, Llc

Birmingham, AL

Other Businesses

Highpoint Energy Partners, LLC; Investment Related; 2236 Cahaba Valley Dr.; Birmingham, AL; Private Energy investment; Partner since 02/2011; 2-3 hours/month; Vote manager's recommendations. Lakeview Capital; Investment Related; 1420 17th Avenue South, Birmingham, AL; Private Investments; Manager since April 2015; 2-3 hours/month outside of trading hours.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2016-09-16
S65	Uniform Investment Adviser Law Examination	2014-12-17

S63 Uniform Securities Agent State Law Examination

2016-09-16
S65 Uniform Investment Adviser Law Examination

2014-12-17

Other Names

Reggie Mobley
Regginald Dale Mobley
Reg Mobley
Rd Mobley

View on SEC IAPD