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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-04-20 |
| MA | RA | APPROVED | 2022-05-20 |
| TX | RA | APPROVED_RES | 2022-05-10 |
Branch Locations
Palm Beach Gardens, FL • United States
43 Constitution Dr., Bedford, NH 03110 • United States
43 Constitution Drive, Bedford, NH 03110 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2022-06-16 |
Branch Locations
43 Constitution Drive, Bedford, NH 03110 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kovack Securities, Inc. | Fort Lauderdale | FL | 02/2007 | 05/2022 |
| Kovack Advisors, Inc. | Fort Lauderdale | FL | 02/2007 | 05/2022 |
| Lpl Financial, Llc | Sudbury | MA | 05/2022 | Present |
| Northeast Planning Associates, Inc. | Sudbury | MA | 05/2022 | Present |
1- 05/2022 / DBA for LPL Business (entity for LPL business) / Northeast Planning Associates / Investment Related / Sudbury, MA 2- 11/2007 / Notary in Commonwealth of Massachusetts / Other- Notary / Investment Related / Sudbury, MA 3- 02/2007 / Non-Variable Insurance / Investment Related / Sudbury, MA 4- 07/2008 / Michael Woodman Trust / Real Estate Rental / Investment Related / 961 Abaco Ln Riviera Beach, FL 33404 and 11024 Legacy Dr Apt 304 Palm Beach 5- 05/27/2022 - Northeast Planning Associates, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - IAR/Advisor - Start Date - 2/1/21 - 160 Hours Per Month/ 8 Hours During Securities Trading - Time Spent 90% - I provide financial planning and consulting services through Northeast Planning Associates, an independent investment advisor firm. I started this business activity in 2/2021. I expect to spend approximately [#] hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial. 6- 09/06/2024 - Real Estate Rental - Investment Related - Palm Beach Gardens, Florida - Start Date 07/01/2024 - 5 Hours Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-21 |
| S63 | Uniform Securities Agent State Law Examination | 1989-06-14 |
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