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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-12-19 |
Branch Locations
Garden City, NY • United States
250 West 34Th Street One Penn Plaza Ste 2035, New York, NY 10119-0002 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kasina, Llc | New York | NY | 03/2012 | 06/2017 |
| Unemployed | Garden City | NY | 06/2017 | 05/2019 |
| Stifel Nicholaus & Co. Inc. | Garden City | NY | 05/2019 | 11/2024 |
| Mml Investors Services, Llc | New York | NY | 12/2024 | Present |
| Massmutual Life Insurance Company | New York | NY | 10/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-08-28 |
| S63 | Uniform Securities Agent State Law Examination | 2019-12-20 |
| S65 | Uniform Investment Adviser Law Examination | 1993-01-05 |
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