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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-07-16 |
| GA | RA | APPROVED | 2025-07-10 |
| SC | RA | APPROVED | 2025-07-10 |
Branch Locations
6065 Roswell Road Ste 540, Atlanta, GA 30328 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Next Financial Group Inc | Atlanta | GA | 08/2009 | 07/2025 |
| Lpl Financial Llc | Atlanta | GA | 07/2025 | Present |
1- 07/2025 - Ashford Financial LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 08/29/2009 - 160 hours per month/ during trading 2- 07/2025 - Ashford Financial LLC - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 08/29/2009 - 3 hours per month/ 0 hours during trading 3- 07/2025 - Ashford Financial LLC - Tax Prep/Accounting/CPA - Investment Related - At Reported Business Location(s) - Start Date 06/15/1994 - 10 hours per month/ 5 hours during trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1989-06-02 |
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