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Current Employers
Voya Retirement Advisors, Llc

One Orange Way, Windsor, CT 06095 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2024-02-21
PA RA APPROVED 2023-06-12
  • OK RA
    APPROVED
    Since 2024-02-21
  • PA RA
    APPROVED
    Since 2023-06-12

Branch Locations

Edmond, OK • United States

One Orange Way, Windsor, CT 06095 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Horace Mann Springfield IL 09/2013 08/2017
Horace Mann Investors, Inc. Springfield IL 09/2013 08/2017
Pruco Securities, Llc Oklahoma City OK 07/2017 09/2019
The Prudential Insurance Company Of America Oklahoma City OK 07/2017 09/2019
Massmutual Life Insurance Company Oklahoma City OK 09/2019 04/2021
Mml Investors Services, Llc Oklahoma City OK 10/2019 04/2020
Prudential Financial Planning Services Oklahoma City OK 05/2021 11/2021
Pruco Securities Llc Oklahoma City OK 05/2021 11/2021
Voya Financial Advisors, Inc. Edmond OK 12/2021 03/2023
A Better Way Financial, Llc Allentown PA 03/2023 04/2023
Voya Edmond OK 06/2023 Present
Voya Financial Partners, Llc Edmond OK 06/2023 Present
Voya Retirement Advisors, Llc Edmond OK 06/2023 Present
  • 09/2013 → 08/2017
    Horace Mann
    Springfield, IL
  • 09/2013 → 08/2017
    Horace Mann Investors, Inc.
    Springfield, IL
  • 07/2017 → 09/2019
    Oklahoma City, OK
  • 07/2017 → 09/2019
    The Prudential Insurance Company Of America
    Oklahoma City, OK
  • 09/2019 → 04/2021
    Massmutual Life Insurance Company
    Oklahoma City, OK
  • 10/2019 → 04/2020
    Oklahoma City, OK
  • 05/2021 → 11/2021
    Prudential Financial Planning Services
    Oklahoma City, OK
  • 05/2021 → 11/2021
    Oklahoma City, OK
  • 12/2021 → 03/2023
    Edmond, OK
  • 03/2023 → 04/2023
    Allentown, PA
  • 06/2023 → Present
    Voya
    Edmond, OK
  • 06/2023 → Present
    Voya Financial Partners, Llc
    Edmond, OK
  • 06/2023 → Present
    Edmond, OK
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-04-09
S63 Uniform Securities Agent State Law Examination 2012-04-19
  • S65 Uniform Investment Adviser Law Examination
    2018-04-09
  • S63 Uniform Securities Agent State Law Examination
    2012-04-19
Other Names
  • John Wayne Worley
  • John Worley

View on SEC IAPD

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