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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-08-02 |
| CA | RA | APPROVED | 2007-01-23 |
Branch Locations
1676 N California Blvd Ste 430, Walnut Creek, CA 94596 • United States
181 Metro Ste 550, San Jose, CA 95110 • United States
Cupertino, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mass Mutual Life Insurance | San Jose | CA | 10/2006 | Present |
| Mml Investors Services | San Jose | CA | 10/2006 | Present |
NAME: ROBERT NEMEC INV REL: Y ADD: 10374 PARADISE DRIVE, CUPERTINO, CA NATURE: LIFE, HEALTH, GROUP LIFE, GROUP HEALTH POSITION: OUTSIDE INSURANCE START DATE: 1988 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 3
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-12-12 |
| S63 | Uniform Securities Agent State Law Examination | 1993-02-05 |
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