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Matthew Michael Hughey

LPl Financial LLC

Cottage Grove, WI

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-07-21
IL RA APPROVED 2021-07-21
IA RA APPROVED 2021-07-21
MI RA APPROVED 2021-07-21
MN RA APPROVED 2021-07-21
WI RA APPROVED 2021-07-21
  • FL RA
    APPROVED
    Since 2021-07-21
  • IL RA
    APPROVED
    Since 2021-07-21
  • IA RA
    APPROVED
    Since 2021-07-21
  • MI RA
    APPROVED
    Since 2021-07-21
  • MN RA
    APPROVED
    Since 2021-07-21
  • WI RA
    APPROVED
    Since 2021-07-21

Branch Locations

Cottage Grove, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
A&M Financial Services Cottage Grove WI 04/2012 07/2021
Lpl Financial Llc Columbus WI 07/2016 09/2020
Board Of Governors - Shriners Hospital For Children - Chicago Chicago IL 01/2020 07/2021
Wisconsin Masonic Center Madison WI 09/2020 07/2021
Valley Of Madison, Ancient Accepted Scottish Rite - Northern Mas Madison WI 05/2015 07/2021
Lake Hughitt North Shore Owners, Llc Cottage Grove WI 07/2003 07/2021
Wisconsin Demolay Foundation Wauwatosa WI 09/2015 07/2021
A&M Tax & Accounting Services, Llc Cottage Grove WI 04/2012 07/2021
A&M Wealth Management, Llc Madison WI 10/2020 07/2021
Various Insurance Carriers For W&R Insurance Agencies Cottage Grove WI 10/2020 07/2021
Waddell & Reed Cottage Grove WI 10/2020 07/2021
Lpl Financial Llc Cottage Grove WI 07/2021 Present
  • 04/2012 → 07/2021
    A&M Financial Services
    Cottage Grove, WI
  • 07/2016 → 09/2020
    Columbus, WI
  • 01/2020 → 07/2021
    Board Of Governors - Shriners Hospital For Children - Chicago
    Chicago, IL
  • 09/2020 → 07/2021
    Wisconsin Masonic Center
    Madison, WI
  • 05/2015 → 07/2021
    Valley Of Madison, Ancient Accepted Scottish Rite - Northern Mas
    Madison, WI
  • 07/2003 → 07/2021
    Lake Hughitt North Shore Owners, Llc
    Cottage Grove, WI
  • 09/2015 → 07/2021
    Wisconsin Demolay Foundation
    Wauwatosa, WI
  • 04/2012 → 07/2021
    A&M Tax & Accounting Services, Llc
    Cottage Grove, WI
  • 10/2020 → 07/2021
    A&M Wealth Management, Llc
    Madison, WI
  • 10/2020 → 07/2021
    Various Insurance Carriers For W&R Insurance Agencies
    Cottage Grove, WI
  • 10/2020 → 07/2021
    Waddell & Reed
    Cottage Grove, WI
  • 07/2021 → Present
    Cottage Grove, WI
Previous Registrations
  • 2020-10-21 → 2021-07-21
    Waddell & Reed
    Hamden, CT
    Madison, WI
    Cottage Grove, WI
  • 2016-07-07 → 2020-09-30
    Columbus, WI
    Friesland, WI
    Juneau, WI
    Rio, WI
  • 2015-04-09 → 2016-06-08
    Capital Financial Services, Inc.
    Middleton, WI
    Minot, ND
Other Businesses

1. 08/11/2021 - Lake Hughitt North Shore Owners, LLC - Business Entity For Tax/Investment Purposes Only - Investment Related - At Reported Business Location(s) - 4 Hrs per month 2. 08/11/2021 - Lake Hughitt North Shore Owners, LLC - Business Entity For Tax/Investment Purposes Only - Investment Related - At Reported Business Location(s) - 4 Hrs per month 3. 08/11/2021 - A&M Tax & Accounting Services, LLC - Tax Prep/Accounting/CPA - Investment Related - At Reported Business Location(s) - 4 Hrs per month 4.08/11/2021 - Wisconsin DeMolay Foundation - Non-Profit Board Member - Investment Related -Madison, WI - 2 HRS/MO 5. 08/11/2021 - A&M Wealth Management, LLC - DBA for LPL Business (entity for LPL business) - Investment Related - Madison, WI - 280 Hrs per month 6. 08/11/2021 - Wisconsin DeMolay Foundation - Non-Profit Board Member - Investment Related - Madison, WI - 2 HRS/MO 7. 08/11/2021 - A&M Wealth Management, LLC - Business Entity For Tax/Investment Purposes Only - Investment Related - Madison, WI - 280 HRS/MO

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-04-02
  • S66 Uniform Combined State Law Examination
    2015-04-02

View on SEC IAPD

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