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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-07-21 |
| IL | RA | APPROVED | 2021-07-21 |
| IA | RA | APPROVED | 2021-07-21 |
| MI | RA | APPROVED | 2021-07-21 |
| MN | RA | APPROVED | 2021-07-21 |
| WI | RA | APPROVED | 2021-07-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| A&M Financial Services | Cottage Grove | WI | 04/2012 | 07/2021 |
| Lpl Financial Llc | Columbus | WI | 07/2016 | 09/2020 |
| Board Of Governors - Shriners Hospital For Children - Chicago | Chicago | IL | 01/2020 | 07/2021 |
| Wisconsin Masonic Center | Madison | WI | 09/2020 | 07/2021 |
| Valley Of Madison, Ancient Accepted Scottish Rite - Northern Mas | Madison | WI | 05/2015 | 07/2021 |
| Lake Hughitt North Shore Owners, Llc | Cottage Grove | WI | 07/2003 | 07/2021 |
| Wisconsin Demolay Foundation | Wauwatosa | WI | 09/2015 | 07/2021 |
| A&M Tax & Accounting Services, Llc | Cottage Grove | WI | 04/2012 | 07/2021 |
| A&M Wealth Management, Llc | Madison | WI | 10/2020 | 07/2021 |
| Various Insurance Carriers For W&R Insurance Agencies | Cottage Grove | WI | 10/2020 | 07/2021 |
| Waddell & Reed | Cottage Grove | WI | 10/2020 | 07/2021 |
| Lpl Financial Llc | Cottage Grove | WI | 07/2021 | Present |
1. 08/11/2021 - Lake Hughitt North Shore Owners, LLC - Business Entity For Tax/Investment Purposes Only - Investment Related - At Reported Business Location(s) - 4 Hrs per month 2. 08/11/2021 - Lake Hughitt North Shore Owners, LLC - Business Entity For Tax/Investment Purposes Only - Investment Related - At Reported Business Location(s) - 4 Hrs per month 3. 08/11/2021 - A&M Tax & Accounting Services, LLC - Tax Prep/Accounting/CPA - Investment Related - At Reported Business Location(s) - 4 Hrs per month 4.08/11/2021 - Wisconsin DeMolay Foundation - Non-Profit Board Member - Investment Related -Madison, WI - 2 HRS/MO 5. 08/11/2021 - A&M Wealth Management, LLC - DBA for LPL Business (entity for LPL business) - Investment Related - Madison, WI - 280 Hrs per month 6. 08/11/2021 - Wisconsin DeMolay Foundation - Non-Profit Board Member - Investment Related - Madison, WI - 2 HRS/MO 7. 08/11/2021 - A&M Wealth Management, LLC - Business Entity For Tax/Investment Purposes Only - Investment Related - Madison, WI - 280 HRS/MO
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-04-02 |
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