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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2014-04-21 |
| TX | RA | APPROVED | 2014-04-21 |
Branch Locations
1255 Treat Blvd Suite 1000, Walnut Creek, CA 94597 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Walnut Creek | CA | 04/2014 | Present |
Les Petits Nursery School / 178 Mason Terrace Brookline, United States / Educational Establishment/ Education / Preschool / Proprietor / owner / / Will work with Director od school to make sure business is operating efficiently. / Start Date 1/1/19
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-12-03 |
| S63 | Uniform Securities Agent State Law Examination | 2008-11-12 |
| S65 | Uniform Investment Adviser Law Examination | 1999-01-28 |
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