David Allen Kecskes

Current Employers

Zacks Investment Management, Inc.

101 N. Wacker Drive Suite 1500, Chicago, IL 60606 • United States

Current Registrations

Authority	Category	Status	Date
KY	RA	APPROVED	2024-09-18
IN	RA	APPROVED	2008-01-31
OH	RA	APPROVED	2008-01-28

KY RA
APPROVED

Since 2024-09-18
IN RA
APPROVED

Since 2008-01-31
OH RA
APPROVED

Since 2008-01-28

Branch Locations

101 N. Wacker Drive Suite 1500, Chicago, IL 60606 • United States

Cincinnati, OH • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
Zacks Investment Management	Chicago	IL	01/2008	Present

01/2008 → Present

Zacks Investment Management

Chicago, IL

Previous Registrations

2007-06-26 → 2008-01-29

Osaic Fa, Inc.

Lawrenceburg, IN

Cincinnati, OH
2006-10-11 → 2007-03-05

Pnc Wealth Management Llc

Cincinnati, OH

Cincinnati, OH

Cincinnati, OH
2004-11-18 → 2006-08-14

Fifth Third Securities, Inc.

Lawrenceburg, IN

Lawrenceburg, IN

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-11-10
S63	Uniform Securities Agent State Law Examination	1993-07-26

S66 Uniform Combined State Law Examination

2004-11-10
S63 Uniform Securities Agent State Law Examination

1993-07-26

Other Names

Dave Kecskes

View on SEC IAPD

Current Employers

Zacks Investment Management, Inc.

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

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