Brian Jerome Lampsa

Current Employers

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
WI	RA	APPROVED	2024-10-24
TX	RA	APPROVED	2010-02-16
IL	RA	APPROVED	2007-06-26

WI RA
APPROVED

Since 2024-10-24
TX RA
APPROVED

Since 2010-02-16
IL RA
APPROVED

Since 2007-06-26

Branch Locations

120 S Riverside Plaza Suite 700, Chicago, IL 60606 • United States

Downers Grove, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Raymond James & Associates	Chicago	IL	06/2007	Present

06/2007 → Present

Raymond James & Associates

Chicago, IL

Previous Registrations

2011-07-14 → 2011-12-31

Howe Barnes Capital Management, Inc.

Chicago, IL
2000-08-28 → 2007-07-24

Howe Barnes Capital Management, Inc.

Chicago, IL

Chicago, IL

Other Businesses

(1) THE FIRM HAS APPROVED THIS INDIVIDUAL TO BE INVOLVED AS AN OFFICER/DIRECTOR OF ONE OR MORE AFFILIATES AS NEEDED. THIS IS DONE CONCURRENTLY AND AS A PART OF NORMAL ROUTINE WITH THE BROKER/DEALER. (2) Pleasant Land LLC Address: Downers Grove, IL Nature of the Business: Agriculture/Farming Position/Title: Proprietor/Owner Investment Related:No Start Date: 07/22/2016 Hours per month devoted to this business: 1 Hours per month devoted to this business during trading hours: 0 Description of duties: Description of duties: I own 160 acres of woods that has logs cut from time to time.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-07-11
S63	Uniform Securities Agent State Law Examination	1992-05-27

S65 Uniform Investment Adviser Law Examination

1997-07-11
S63 Uniform Securities Agent State Law Examination

1992-05-27

View on SEC IAPD