Douglas James Stefanini

Current Employers

Employment History

• 03/2011 → 12/2022
  Cambridge Investment Research, Inc
  Fairfield, IA
• 03/2011 → 09/2023
  Longview Wealth Management
  Atlanta, GA
• 01/2023 → 08/2023
  M. S. Howells & Co
  Scottsdale, AZ
• 09/2023 → Present
  Cetera Advisors Llc
  St Cloud, MN
• 08/2005 → Present
  Douglas J. Stefanini
  Atlanta, GA
• 08/2005 → Present
  Douglas Stefanini Financial Planning
  Atlanta, GA
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2011-03-01 → 2023-09-22
  Longview Wealth Management
  Atlanta, GA
• 2005-01-06 → 2011-03-02
  Securities America Advisors, Inc.
  Canton, GA
  Atlanta, GA
  Atlanta, GA
  Atlanta, GA
• 2004-07-23 → 2004-12-31
  Paulson Investment Company Llc
  Atlanta, GA

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 08/2005, APX NUMBER OF HOURS PER WEEK: 15, APX NUMBER OF HOURS DURING TRADING HOURS: 4, POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT , BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, FIXED ANNUITIES AND LONG-TERM CARE 2. NAME OF OTHER BUSINESS: TOTUS WEALTH MANAGEMENT LLC, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 06/2023, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 3. NAME OF OTHER BUSINESS: DOUGLAS STEFANINI FINANCIAL PLANNING, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 08/2005, POSITION/TITLE/RELATIONSHIP: INDEPENDENT INSURANCE AGENT, APX NUMBER OF HOURS PER WEEK: 8, APX NUMBER OF HOURS DURING TRADING HOURS: 4, BRIEF DESCRIPTION OF DUTIES: DBA FOR FIXED INSURANCE; 4. NAME OF OTHER BUSINESS: DOUGLAS J. STEFANINI, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 08/2005, POSITION/TITLE/RELATIONSHIP: INDEPENDENT INSURANCE AGENT, APX NUMBER OF HOURS PER WEEK: 7, APX NUMBER OF HOURS DURING TRADING HOURS: 1, BRIEF DESCRIPTION OF DUTIES: DBA FOR FIXED INSURANCE 5. NAME OF OTHER BUSINESS: GIG WORKER SOLUTIONS; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: REFERRALS; START DATE: 11/2023; POSITION/TITLE/RELATIONSHIP: REFERER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; BRIEF DESCRIPTION OF DUTIES: REFER SELF EMPLOYED INDIVIDUALS TO GIG WORKER SOLUTIONS FOR SERVICES; 6. NAME OF OTHER BUSINESS: DOUGLAS STEFANINI; INVESTMENT RELATED: NO; ADDRESS: 3017 BOILING WAY NE ATLANTA, GA 30325; NATURE OF BUSINESS: REAL ESTATE RENTAL; START DATE: 01/2024; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 3 APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: PURCHASE AND SALE OF REAL ESTATE FOR PERSONAL HOLDINGS AND RENTAL INCOME;

Exams

• S66 Uniform Combined State Law Examination
  2004-07-14
• S63 Uniform Securities Agent State Law Examination
  1989-04-28

Other Names

• Douglas James Stefanine