Christopher Michael Ruspi

Current Employers

Applied Financial Wisdom

529 Kansas City St. Suite 203, Rapid City, SD 57701 • United States

Current Registrations

Authority	Category	Status	Date
SD	RA	APPROVED	2026-04-27
WV	RA	APPROVED	2024-01-10
PA	RA	APPROVED	2023-10-13
KS	RA	APPROVED	2023-08-24
FL	RA	APPROVED	2023-05-11
TX	RA	APPROVED	2019-07-08
VA	RA	APPROVED	2012-08-03
MD	RA	APPROVED	2012-06-20

SD RA
APPROVED

Since 2026-04-27
WV RA
APPROVED

Since 2024-01-10
PA RA
APPROVED

Since 2023-10-13
KS RA
APPROVED

Since 2023-08-24
FL RA
APPROVED

Since 2023-05-11
TX RA
APPROVED

Since 2019-07-08
VA RA
APPROVED

Since 2012-08-03
MD RA
APPROVED

Since 2012-06-20

Branch Locations

New Market, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc	Highland	MD	12/2011	Present
The Alliance Of Wealth Advisors, Llc (Applied Financial Wisdom)	Highland	MD	06/2012	Present

12/2011 → Present

Lpl Financial, Llc

Highland, MD
06/2012 → Present

The Alliance Of Wealth Advisors, Llc (Applied Financial Wisdom)

Highland, MD

Previous Registrations

2011-12-16 → 2012-08-03

Research Financial Strategies

Highland, MD

Charlottesville, VA

Rockville, MD
2009-01-02 → 2011-12-13

Raymond James Financial Services Advisors, Inc

Highland, MD
1999-03-11 → 2009-01-02

Raymond James Financial Services, Inc.

Charlottesville, VA

Highland, MD

Randallstown, MD

Other Businesses

1. 12/13/2011: APPLIED FINANCIAL WISDOM - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS). 2. 6/21/2012: THE ALLIANCE OF WEALTH ADVISORS, LLC - DBA: APPLIED FINANCIAL WISDOM (HYBRID) - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - Registered Investment Advisor Hybrid - Time Spent 50% OF TIME SPENT - ASSET MANAGEMENT, FINANCIAL PLANNING. 3. 06/05/2024 - Other - travel blog - Owner - Not Investment Related - Virtual - Start Date 06/03/2024 - 8 Hours Per Month/ 0 Hours During Trading 4. 06/28/2024 - Real Estate Rental - Owner - Gaithersburg, MD - Start Date 06/07/2011 - 1 Hour Per Month/ 0 Hours During Trading

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-07-05
S63	Uniform Securities Agent State Law Examination	1989-03-22

S65 Uniform Investment Adviser Law Examination

1996-07-05
S63 Uniform Securities Agent State Law Examination

1989-03-22

Designations

Other Names

Chris Ruspi

View on SEC IAPD