Charles James Wetzel

Current Employers

Arkadios Wealth Advisors

2827 Peachtree Rd Ne, Suite 510, Atlanta, GA 30305 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2026-03-31
TX	RA	APPROVED	2026-03-31

MD RA
APPROVED

Since 2026-03-31
TX RA
APPROVED

Since 2026-03-31

Branch Locations

134 Industry Lane, Suite 5, Forest Hill, MD 21050 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Cadaret, Grant & Co., Inc.	Wilmington	DE	10/2008	06/2017
Wetzel & Associates, Llc	Bel Air	MD	10/2008	03/2026
Midatlantic Retirement Planning Specialists	Wilmington	DE	07/2012	03/2026
Kestra Investment Services, Llc	Bel Air	MD	06/2017	03/2026
Kestra Advisory Services, Llc	Bel Air	MD	06/2017	03/2026
Arkadios Capital	Atlanta	GA	03/2026	Present
Arkadios Wealth Advisors	Atlanta	GA	03/2026	Present

10/2008 → 06/2017

Cadaret, Grant & Co., Inc.

Wilmington, DE
10/2008 → 03/2026

Wetzel & Associates, Llc

Bel Air, MD
07/2012 → 03/2026

Midatlantic Retirement Planning Specialists

Wilmington, DE
06/2017 → 03/2026

Kestra Investment Services, Llc

Bel Air, MD
06/2017 → 03/2026

Kestra Advisory Services, Llc

Bel Air, MD
03/2026 → Present

Arkadios Capital

Atlanta, GA
03/2026 → Present

Arkadios Wealth Advisors

Atlanta, GA

Previous Registrations

2017-06-28 → 2026-04-06

Kestra Advisory Services, Llc

Belair, MD

Bel Air, MD

Austin, TX
2008-10-03 → 2017-06-28

Cadaret, Grant & Co., Inc.

Wilmington, DE

Bel Air, MD
2002-10-23 → 2008-10-29

Asset & Financial Planning, Ltd

Belair, MD
2001-01-01 → 2005-12-31

Gilman + Ciocia, Inc.
2002-12-05 → 2004-12-31

Gilman + Ciocia, Inc.

Poughkeepsie, NY

Other Businesses

Akers Financial Group, DBA, Investment related, ADDRESS: 134 Industry Lane, Forest Hill MD 21050, Position: Investment Advisor NATURE: Comprehensive financial planning services and investments, Number of hours: 80 Hours during securities trading hours: 80, Start date: 03/27/2016, Description: Preparation of financial plans and recommendations, sales of investment related products, Life and Health Insurance sales.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1989-05-23

S63 Uniform Securities Agent State Law Examination

1989-05-23

Designations

Other Names

Chuck Wetzel
Charles James Wetzel
Chuck Wetzel

View on SEC IAPD