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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MT | RA | APPROVED | 2023-06-26 |
| TX | RA | APPROVED | 2023-06-23 |
Branch Locations
1629 Avenue D Ste A7, Billings, MT 59102 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Apex Advisory Services, Inc. | Billings | MT | 04/1996 | 06/2019 |
| Securities America, Inc. | Billings | MT | 09/2009 | 08/2018 |
| Commonwealth Financial Network | San Diego | CA | 08/2018 | 06/2023 |
| Global Wealth Advisors | Angleton | TX | 08/2018 | 06/2023 |
| Lpl Financial Llc | Lake Jackson | TX | 06/2023 | Present |
1- 06/2023 / Apex Management Services, Inc. / Property Management Services Only / Non Investment Related / 4 HRS MNTH/8-5 HRS Trading/10 Time Spnt Prcnt/ start date 08/01/2018 2- 06/2023 / APEX Wealth Management Group / DBA for LPL Business (entity for LPL business) / Investment Related / 120 HRS MNTH/8-2 HRS Trading/80 Time Spnt Prcnt/ start date 3/30/2023 3- 06/2023 / Michael G Wendlandt / Non-Variable Insurance / Investment Related / 2 HRS MNTH/8-5 HRS Trading/ 2 Time Spnt Prcnt/ start date 7/25/2018 4- 06/2023 / Trout Peak Enterprises / Business Owner / Non Investment Related / NON Investment Related / 2 HRS MNTH/6-9 HRS Trading/ 1 Time Spnt Prcnt/ start date 1/1/1998 5- 06/2023 / Director of Ministry and Development - 4:13 Ranch / Business Owner / NON Investment Related / 1 HRS MNTH/ 8-5 HRS Trading/ 1 Time Spnt Prcnt/ start date 1/1/2022
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-05-13 |
| S63 | Uniform Securities Agent State Law Examination | 1989-04-28 |
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