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Michael Gordon Wendlandt

LPl Financial LLC

Columbus, MT

Billings, MT

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MT RA APPROVED 2023-06-26
TX RA APPROVED 2023-06-23
  • MT RA
    APPROVED
    Since 2023-06-26
  • TX RA
    APPROVED
    Since 2023-06-23

Branch Locations

Columbus, MT • United States

1629 Avenue D Ste A7, Billings, MT 59102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Apex Advisory Services, Inc. Billings MT 04/1996 06/2019
Securities America, Inc. Billings MT 09/2009 08/2018
Commonwealth Financial Network San Diego CA 08/2018 06/2023
Global Wealth Advisors Angleton TX 08/2018 06/2023
Lpl Financial Llc Lake Jackson TX 06/2023 Present
  • 04/1996 → 06/2019
    Apex Advisory Services, Inc.
    Billings, MT
  • 09/2009 → 08/2018
    Securities America, Inc.
    Billings, MT
  • 08/2018 → 06/2023
    San Diego, CA
  • 08/2018 → 06/2023
    Global Wealth Advisors
    Angleton, TX
  • 06/2023 → Present
    Lake Jackson, TX
Previous Registrations
  • 2020-05-20 → 2023-09-06
    Global Wealth Advisors
    Houston, TX
    Lewisville, TX
  • 2018-08-17 → 2023-07-11
    League City, TX
    Lake Jackson, TX
    Billings, MT
    Columbus, MT
  • 2003-09-23 → 2019-06-18
    Apex Advisory Services, Inc.
    Billings, MT
Other Businesses

1- 06/2023 / Apex Management Services, Inc. / Property Management Services Only / Non Investment Related / 4 HRS MNTH/8-5 HRS Trading/10 Time Spnt Prcnt/ start date 08/01/2018 2- 06/2023 / APEX Wealth Management Group / DBA for LPL Business (entity for LPL business) / Investment Related / 120 HRS MNTH/8-2 HRS Trading/80 Time Spnt Prcnt/ start date 3/30/2023 3- 06/2023 / Michael G Wendlandt / Non-Variable Insurance / Investment Related / 2 HRS MNTH/8-5 HRS Trading/ 2 Time Spnt Prcnt/ start date 7/25/2018 4- 06/2023 / Trout Peak Enterprises / Business Owner / Non Investment Related / NON Investment Related / 2 HRS MNTH/6-9 HRS Trading/ 1 Time Spnt Prcnt/ start date 1/1/1998 5- 06/2023 / Director of Ministry and Development - 4:13 Ranch / Business Owner / NON Investment Related / 1 HRS MNTH/ 8-5 HRS Trading/ 1 Time Spnt Prcnt/ start date 1/1/2022

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-05-13
S63 Uniform Securities Agent State Law Examination 1989-04-28
  • S65 Uniform Investment Adviser Law Examination
    1995-05-13
  • S63 Uniform Securities Agent State Law Examination
    1989-04-28
Other Names
  • Mike Wendlandt

View on SEC IAPD

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