David Ray Scharff

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2023-02-13
TX	RA	APPROVED_RES	2011-07-11
OH	RA	APPROVED	2011-05-17

FL RA
APPROVED

Since 2023-02-13
TX RA
APPROVED_RES

Since 2011-07-11
OH RA
APPROVED

Since 2011-05-17

Branch Locations

3601 Rigby Road Suite 500, Miamisburg, OH 45342 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Miamisburg	OH	05/2011	Present

05/2011 → Present

Ubs Financial Services Inc

Miamisburg, OH

Previous Registrations

2009-06-01 → 2011-05-20

Morgan Stanley

Dayton, OH
1999-12-07 → 2009-06-01

Citigroup Global Markets Inc.

Dayton, OH

Dayton, OH

Other Businesses

Carol Stein - Mother / 9803 Mandel Centerville,Ohio 45458 / Other/ Other Mother - personal / I pay my mother's bills and have POA over her affairs if needed. / Other / Manage Mother's affairs / Pay bills, help with medical decisions / Start Date 3/17/2015 /

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1992-10-14
S63	Uniform Securities Agent State Law Examination	1989-03-29

S65 Uniform Investment Adviser Law Examination

1992-10-14
S63 Uniform Securities Agent State Law Examination

1989-03-29

Other Names

David Scharff

View on SEC IAPD