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Laurel A Nelson

Neuberger Berman Bd LLC

Valley Village, CA

Los Angeles, CA

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Current Employers
Neuberger Berman Bd Llc

1290 Avenue Of The Americas, New York, NY 10104 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-07-11
CA RA APPROVED 2021-07-08
  • NY RA
    APPROVED
    Since 2021-07-11
  • CA RA
    APPROVED
    Since 2021-07-08

Branch Locations

Valley Village, CA • United States

10100 Santa Monica Boulevard Suite 975, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
City National Securities Beverly Hills CA 10/2015 06/2021
Neuberger Berman Los Angeles CA 07/2021 Present
  • 10/2015 → 06/2021
    City National Securities
    Beverly Hills, CA
  • 07/2021 → Present
    Neuberger Berman
    Los Angeles, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-12-29
S63 Uniform Securities Agent State Law Examination 2001-06-22
  • S65 Uniform Investment Adviser Law Examination
    2005-12-29
  • S63 Uniform Securities Agent State Law Examination
    2001-06-22
Other Names
  • Laurel Ann Nelson

View on SEC IAPD

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