Stephen Douglas Ryan

Current Employers

Employment History

• 10/2015 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Pittsford, NY
• 01/2016 → Present
  Bank Of America, N.A.
  Pittsford, NY

Previous Registrations

• 2009-06-01 → 2015-10-28
  Morgan Stanley
  Rochester, NY
  Philadelphia, PA
• 2008-01-18 → 2009-06-01
  Morgan Stanley & Co. Llc
  Rochester, NY
• 2006-07-12 → 2008-01-23
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Pittsford, NY
  Rochester, NY

Other Businesses

I*94035 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: AMERICAN ASSOCIATION OF CANCER RESEARCH INVESTMENT RELATED: N ADDRESS OF BUSINESS: PHILADELPHIA, PENNSYLVANIA 19106 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: ADVISORY BOARD MEMBER, START DATE OF RELATIONSHIP: 1/9/2015 NUMBER OF HOURS DEVOTED: 2 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 1 DUTIES: I PRIMARILY PROVIDE STRATEGIC THINKING FOR THE ORGANIZATION. FOR INSTANCE, HOW TO RAISE AWARENESS OF CANCER RESEARCH AND ITS IMPACT ON FINDING A CURE. SEEKING NEW FUNDING SOURCES FOR RESEARCH AND WHERE THE MONIES ARE BEST DIRECTED. I*424623 For profit or not for profit: Entity Charitable Name of outside business organization: Clarkson University Investment related: N Address of business: Potsdam, New York, 13676, United States Nature of business: ["School, College or University"] Position, title, association: ["Committee"], [["Investment committee"]] Start date of relationship: 11/15/2023 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 1 Duties: Member of Investment Committee

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-07-11
• S63 Uniform Securities Agent State Law Examination
  1989-04-03