Scott Kent Morley

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
NV	RA	APPROVED	2026-01-09
CA	RA	APPROVED	2023-06-29
TX	RA	APPROVED_RES	2023-06-29

NV RA
APPROVED

Since 2026-01-09
CA RA
APPROVED

Since 2023-06-29
TX RA
APPROVED_RES

Since 2023-06-29

Branch Locations

Reno, NV • United States

La Verne, CA • United States

Chino Hills, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Voya Financial Advisors	La Verne	CA	09/2014	06/2021
Cetera Wealth Services, Llc	El Segundo	CA	06/2021	Present
Cetera Investment Advisers Llc	Schaumburg	IL	06/2023	Present

09/2014 → 06/2021

Voya Financial Advisors

La Verne, CA
06/2021 → Present

Cetera Wealth Services, Llc

El Segundo, CA
06/2023 → Present

Cetera Investment Advisers Llc

Schaumburg, IL

Previous Registrations

2017-06-16 → 2021-06-09

Voya Financial Advisors, Inc.

La Verne, CA

Chino Hills, CA

Other Businesses

1. NAME OF ENTITY: Solutions Insurance and Financial Services; Yes; 5825 OLD WHEEL RD; LA VERNE; CA; 91750; Insurance Sales; Independent broker, sales; 4/2/2012; 48; 48; Independent broker. Sales 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 2/29/1988; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: varies; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS;

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2017-04-18
S63	Uniform Securities Agent State Law Examination	2002-06-12

S65 Uniform Investment Adviser Law Examination

2017-04-18
S63 Uniform Securities Agent State Law Examination

2002-06-12

Other Names

Scott Kent Morley

View on SEC IAPD