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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2008-04-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Northwestern Mutual Life Insurance C | Milwaukee | WI | 03/1988 | Present |
| Northwestern Mutual Investment Services, Llc | Milwaukee | WI | 02/1989 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 03/2017 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. OWNER, PATRICK A DICERBO, 1201 TROY-SCHENECTADY RD, LATHAM, NY 12110, INV'T RELATED, 3/14/2012, SPEAK TO GROUPS REGARDING INV'T SALES TECHNIQUES, 12-HOURS YEAR. 3. 100% OWNER RENTAL PROPERTY LOCATED AT 61 ROSE TERRACE NISKAYUNA, NY 12309. START DATE 3/1/2014. 3. <1%, IDK TONIGHT LLC (COBBLE), 69 CHARLTON ST, NEW YORK, , NEW YORK, 10014, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 9/21/2020, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, N/A 4. OWNER, DICERBO GROUP LLC, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 7/1/2026, HOURS PER MONTH: 41-79, HOURS DURING SECURITIES TRADING HOURS: 41-79, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-01-31 |
| S63 | Uniform Securities Agent State Law Examination | 1990-07-13 |
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