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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-09-20
LA RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2013-09-20
  • LA RA
    APPROVED
    Since 2012-10-01

Branch Locations

3783 Veterans Blvd, Metairie, LA 70002 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Salomon Smith Barney Inc. New Orleans LA 06/1999 Present
Rental Properties- K Reugger New Orleans LA 07/2008 Present
J.P. Morgan Securities Llc Metairie LA 10/2012 Present
Jpmorgan Chase Bank, N.A. Metairie LA 06/2002 Present
  • 06/1999 → Present
    Salomon Smith Barney Inc.
    New Orleans, LA
  • 07/2008 → Present
    Rental Properties- K Reugger
    New Orleans, LA
  • 10/2012 → Present
    Metairie, LA
  • 06/2002 → Present
    Jpmorgan Chase Bank, N.A.
    Metairie, LA
Previous Registrations
  • 2005-07-06 → 2012-10-01
    Chase Investment Services Corp.
    Metairie, LA
    New Orleans, LA
  • 2002-09-17 → 2005-07-06
    Banc One Securities Corporation
    New Orleans, LA
Other Businesses

ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 5/29/2014 ADDRESS: 2916/2918 NEW ORLEANS, LA. DETAILS: Rental properties HOURS DEDICATED (per month unless otherwise indicated): NONE HOURS DURING TRADING: 0 INVESTMENT RELATED: YES

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-04-18
S65 Uniform Investment Adviser Law Examination 1999-11-03
S63 Uniform Securities Agent State Law Examination 1999-08-26
  • S66 Uniform Combined State Law Examination
    2016-04-18
  • S65 Uniform Investment Adviser Law Examination
    1999-11-03
  • S63 Uniform Securities Agent State Law Examination
    1999-08-26
Other Names
  • Kevin Andrew Reugger

View on SEC IAPD

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