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Michael Larry Davis

LPl Financial LLC

New Orleans, LA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2011-12-19
TX RA APPROVED_RES 2011-12-16
  • LA RA
    APPROVED
    Since 2011-12-19
  • TX RA
    APPROVED_RES
    Since 2011-12-16

Branch Locations

935 Gravier St, Ste 1800, New Orleans, LA 70112-1656 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial New Orleans LA 12/2011 Present
  • 12/2011 → Present
    Lpl Financial
    New Orleans, LA
Previous Registrations
  • 2003-08-14 → 2011-12-19
    Hancock Whitney Investment Services Inc.
    New Orleans, LA
    Slidell, LA
    Mandeville, LA
    Covington, LA
    Metairie, LA
    Kenner, LA
    Metairie, LA
    Jefferson, LA
    New Orleans, LA
    Metairie, LA
Other Businesses

1. 11/17/2011 - ROYAL STREET CAPITAL MANAGEMENT, LLC/ DBA ONLY/ NEW ORLEANS, LA 2. 10/06/2011 - RENTAL PROPERTIES/ REAL ESTATE RENTALS/ 1%/ NEW ORLEANS, LA 3. 05/28/2015 - NO BUSINESS NAME - REAL ESTATE RENTAL - NOT INV REL - 4218 FONTAINBLEAU DRIVE, NEW ORLEANS, LA 70125 - START 04/24/15

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1997-10-20
  • S66 Uniform Combined State Law Examination
    1997-10-20
Other Names
  • Mike Davis

View on SEC IAPD

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CETERA INVESTMENT ADVISERS LLC
ARKADIOS WEALTH ADVISORS
ADG WEALTH MANAGEMENT GROUP, LLC
WEALTHHARBOR CAPITAL GROUP, LLC

Other Investors

CHRISTINE CHAMPAGNE MONTZ
JOSEPH CHARLES MONTZ
Morell S Crane
Bennett Lyle Duffy
ALEXANDER BRUCE HARCUS
Mary Elizabeth Brown
RONALD H. DAWSON, JR.
Jessica Leigh Marasco

Other Offices

MONTZ HARCUS WEALTH MANAGEMENT · NEW ORLEANS, LA
BEACON POINTE ADVISORS, LLC · NEW ORLEANS, LA
EDWARD JONES · NEW ORLEANS, LA
LPL FINANCIAL LLC · NEW ORLEANS, LA
STATE FARM INVESTMENT MANAGEMENT CORP. · New Orleans, LA
STATE FARM INVESTMENT MANAGEMENT CORP. · NEW ORLEANS, LA
LPL FINANCIAL LLC · NEW ORLEANS, LA
CETERA INVESTMENT ADVISERS LLC · NEW ORLEANS, LA

More in New Orleans, LA

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