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John Randolph Enders

Rbc Capital Markets, LLC

San Francisco, CA

Walnut Creek, CA

Concord, CA

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-10-31
VI RA APPROVED 2023-10-31
CA RA APPROVED 2018-02-12
  • TX RA
    APPROVED_RES
    Since 2023-10-31
  • VI RA
    APPROVED
    Since 2023-10-31
  • CA RA
    APPROVED
    Since 2018-02-12

Branch Locations

345 California Street, San Francisco, CA 94104-2642 • United States

1331 North California Blvd. Suite 650, Walnut Creek, CA 94596 • United States

Concord, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Berkeley CA 10/2012 10/2017
Morgan Stanley Private Bank, National Association New York NY 06/2015 10/2017
Edward Jones Saint Louis MO 10/2017 02/2018
Rbc Capital Markets, Llc. San Francisco CA 02/2018 Present
  • 10/2012 → 10/2017
    Morgan Stanley Smith Barney
    Berkeley, CA
  • 06/2015 → 10/2017
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 10/2017 → 02/2018
    Edward Jones
    Saint Louis, MO
  • 02/2018 → Present
    Rbc Capital Markets, Llc.
    San Francisco, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-12-19
S63 Uniform Securities Agent State Law Examination 1992-04-20
  • S65 Uniform Investment Adviser Law Examination
    1996-12-19
  • S63 Uniform Securities Agent State Law Examination
    1992-04-20
Other Names
  • John Randolph Enders
  • Randy Enders
  • Randy Enders
  • John Randolph Enders
  • John R Enders

View on SEC IAPD

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Other Offices

FORT POINT CAPITAL PARTNERS LLC · SAN FRANCISCO, CA
DIVISAR CAPITAL MANAGEMENT, LLC · SAN FRANCISCO, CA
CHARLES SCHWAB & CO., INC. · San Francisco, CA
1SHARPE CAPITAL LLC · SAN FRANCISCO, CA
RBC SECURITIES, INC · SAN FRANCISCO, CA
STRATEGIC ADVISERS LLC · SAN FRANCISCO, CA
VALEAS CAPITAL PARTNERS · SAN FRANCISCO, CA
ZENTARA EXCHANGE LTD · SAN FRANCISCO, CA

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