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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2015-02-18
TX RA APPROVED_RES 2015-02-13
  • PA RA
    APPROVED
    Since 2015-02-18
  • TX RA
    APPROVED_RES
    Since 2015-02-13

Branch Locations

214 Senate Ave Ste 601, Camp Hill, PA 17011-2382 • United States

Hummelstown, PA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Camp Hill PA 02/2015 03/2020
Ameriprise Financial Services, Llc Camp Hill PA 03/2020 Present
Previous Registrations
Other Businesses

Real Estate Ownership; Single Family; 76485 Daffodil Dr, , Palm Desert, CA, 92211; Not Investment-Related; 11/01/2021. Board of Directors; Candle Light International; Member of the Board; 1584 South Market Street Elizabethtown, PA 17022, , Elizabethtown, PA, 17022; Not Investment-Related; 04/12/2025; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-01-11
S63 Uniform Securities Agent State Law Examination 1989-04-25
  • S65 Uniform Investment Adviser Law Examination
    2008-01-11
  • S63 Uniform Securities Agent State Law Examination
    1989-04-25
Other Names
  • Henry Joseph Pofi

View on SEC IAPD

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