David William Powers

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2020-03-09

OH RA
APPROVED

Since 2020-03-09

Branch Locations

3750 Park East Dr Suite 200, Beachwood, OH 44122 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
Morgan Stanley	Pepper Pike	OH	06/2013	11/2018
Morgan Stanley Private Bank, N.A.	New York	NY	01/2015	11/2018
Unemployed	Chagrin Falls	OH	12/2018	02/2020
Lpl Financial Llc	Beechwood	OH	03/2020	Present

06/2013 → 11/2018

Morgan Stanley

Pepper Pike, OH
01/2015 → 11/2018

Morgan Stanley Private Bank, N.A.

New York, NY
12/2018 → 02/2020

Unemployed

Chagrin Falls, OH
03/2020 → Present

Lpl Financial Llc

Beechwood, OH

Previous Registrations

2013-08-14 → 2018-12-04

Morgan Stanley

Pepper Pike, OH

Other Businesses

1)3/9/2020- Stratos Wealth Management- DBA for LPL Business (entity for LPL business)- Inv. Related- Beachwood, OH-100%

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-08-13

S66 Uniform Combined State Law Examination

2013-08-13

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

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