Richard Alan Ferri

Current Employers

Ferri Investment Solutions

San Saba, TX • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2019-03-01

TX RA
APPROVED

Since 2019-03-01

Branch Locations

San Saba, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Portfolio Solutions, Llc	Medina	TX	09/2015	10/2017
Ferri Investment Solutions	Georgetown	TX	04/2019	Present
Rick Ferri, Llc	Georgetown	TX	11/2017	03/2019

09/2015 → 10/2017

Portfolio Solutions, Llc

Medina, TX
04/2019 → Present

Ferri Investment Solutions

Georgetown, TX
11/2017 → 03/2019

Rick Ferri, Llc

Georgetown, TX

Previous Registrations

2007-03-29 → 2016-06-07

Liberty Wealth Advisors, Llc

Troy, MI

Medina, TX

Other Businesses

Rick Ferri, LLC 316 Hanging Star Lane Georgetown, TX 78633-5434, United States Sole Member July, 2013 AS REPORTED ON ADV PART 2 FOR FERRI INVESTMENT SOLUTIONS, CRD# 300479 Industry Consulting - investment related - 1/1/2019 - 5 hours month - no trading Core-4 Portfolios - investment related - 1/1/2019 - 1 hour month - no trading Publishing - investment related - 1/1/2019 - 10 hours per month - no trading

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-11-29
S63	Uniform Securities Agent State Law Examination	1989-03-28

S65 Uniform Investment Adviser Law Examination

1994-11-29
S63 Uniform Securities Agent State Law Examination

1989-03-28

Designations

View on SEC IAPD